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First District Court hearing on insider dealing case against Segantii Capital Management and its chief investment officer

On 2 Jul 2024, the District Court held the first hearing on the insider dealing prosecution against Segantii Capital Management Limited, its director and chief investment officer Mr Simon Sadler, and former trader Mr Daniel La Rocca after the case was being transferred from the Magistrates’ Court. The proceedings were commenced by the Securities and Futures Commission (SFC). The three defendants in the case are charged with the criminal offence of insider dealing in respect of the shares of a listed company prior to entering into a block trade in June 2017 in the shares of that listed company.

Resources: https://apps.sfc.hk/edistributionWeb/gateway/EN/news-and-announcements/news/doc?refNo=24PR114

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