Monthly Archives: June 2025

Innovating Banking Compliance: Real-World GRC Applications, Global Regulatory Dynamics, and the Impact of Evolving Standards

In the rapidly evolving world of global finance, digital transformation is reshaping how banks manage [...]

SFC bans Law Man Wai for three years

The Securities and Futures Commission (SFC) has prohibited Law Man Wai, a former licensed representative [...]

SFC suspends Hadiee Chui Lai Chun for seven months

The Securities and Futures Commission (SFC) has suspended Hadiee Chui Lai Chun for seven months [...]

Goldman Sachs Launches Green and Social Bond ETF Targeting Emerging Markets

Goldman Sachs Asset Management (GSAM) has launched the Goldman Sachs Emerging Markets Green and Social [...]

Opening remarks at the SMEs Forum on Transformation: Digital Edge

The opening speech at the “SME Transformation Forum: Digital Advantage” was delivered by Zhu Liqiao, [...]

Enhanced market surveillance for policy holder protection

On June 15, 2025, Maria Tsui, Head of Enforcement at the Insurance Authority (IA), addressed [...]

Exchange’s Disciplinary Action against New Focus Auto Tech Holdings Limited (Stock Code: 360) and Seven Directors

The Stock Exchange of Hong Kong has imposed disciplinary actions against New Focus Auto Tech [...]

SFC suspends Hadiee Chui Lai Chun for seven months

The Securities and Futures Commission (SFC) has suspended Hadiee Chui Lai Chun for seven months [...]

Cybersecurity and GRC: Strengthening Digital Resilience

Cyber threats continue to dominate headlines and boardroom conversations, transforming into one of the most [...]

SFC proposes to further restrict use of misleading names to enhance investor protection

The Securities and Futures Commission (SFC) of Hong Kong has proposed amendments to the Securities [...]