Lessons learned from recent enforcement cases

GCC Governance Day

Access practical content at a time and place that suits you — whether it’s at home, at the office or as you commute. Our 45–60-minute webinars are the ideal way to meet your professional development needs at your convenience.

Learning Objectives
1) Learn from enforcement cases in 2020
2) Recap the key requirements on LR/RO/LC
3) Get information about recent updates on regulatory requirements to avoid compliance issues

Course Outline
1) Requirements for self-reporting to regulatory body
2) Unlicensed activities
3) FRR
4) General Principle of the Code of Conduct