Webinar- Market Misconduct

GCC Corporate Governance Day

Access practical content at a time and place that suits you — whether it’s at home, at the office or as you commute. Our 45–60-minute webinars are the ideal way to meet your professional development needs at your convenience.

Learning Objectives

1) Understand the rules and regulations on market misconduct
2) Review and study the enforcement cases
3) Explore the internal policies to avoid the same mistakes from happening

Course Outline

1) Define market misconduct under the SFO
2) Investigate market misconduct enforcement cases
3) Discuss the challenges and possible solutions to licensed corporations about