GCC Consulting

INSIGHTS AND NEWS

13
SFC and ADGM’s FSRA co-host high-level roundtable on asset management opportunities

On September 11, 2025, the Securities and Futures Commission (SFC) and the Financial Services Regulatory Authority (FSRA) of the Abu Dhabi Global Market (ADGM) co-hosted a high-level roundtable in Hong Kong to explore asset management opportunities for Hong Kong firms within the ADGM framework. The event...

13
HKEX Hosts Climate Finance Forum, Shaping Future Landscape of Environmental Markets

On September 10, 2025, Hong Kong Exchanges and Clearing Limited (HKEX) hosted the Climate Finance Forum, focusing on the critical role of climate finance in mobilizing capital for a net-zero future. The forum, part of Hong Kong Green Week, attracted over 200 participants, including industry leaders and...

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10
SFC reprimands and fines Instinet Pacific Limited $8 million for failure to report cross trades to the Stock Exchange
The Securities and Futures Commission (SFC) has publicly reprimanded Instinet Pacific Limited and imposed...
10
Insurance Authority issues a public reprimand and imposes a fine on Tahoe Life Insurance Company Limited
The Insurance Authority (IA) has publicly reprimanded Tahoe Life Insurance Company Limited and imposed...
10
Exchange’s Disciplinary Action against Shanghai Henlius Biotech, Inc. (Stock Code: 2696) and One Former Director
The Stock Exchange of Hong Kong Limited has publicly censured Shanghai Henlius Biotech, Inc. (Stock Code:...
10
SFC suspends former Agg. Asset Management responsible officer Chow Tsz Lam for 12 months for fund management failures
The Securities and Futures Commission (SFC) has suspended Mr. Chow Tsz Lam, a former responsible officer...
10
HKEX Introduces Enhancements to Margin Collateral Arrangements
On September 1, 2025, Hong Kong Exchanges and Clearing Limited (HKEX) announced enhancements to its margin...

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Empowering Legacies, Enriching Futures: Transforming Compliance with Purpose and Precision

Harnessing the Power of Data Analytics in Compliance: Driving Efficiency and Effectiveness
Harnessing the Power of Data Analytics in Compliance: Driving Efficiency and Effectiveness
24 June 2024
In today’s complex business environment, organizations face a myriad of regulatory requirements and compliance challenges. Navigating the compliance maze can be a daunting task, but with the right strategies in place, organizations can unlock efficiency and effectiveness while ensuring adherence to relevant laws and re In the ever-evolving landscape of compliance, data analytics has emerged as a transformative...
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Navigating the Compliance Maze: Unlocking Efficiency and Effectiveness through Holistic Strategies
Navigating the Compliance Maze: Unlocking Efficiency and Effectiveness through Holistic Strategies
24 June 2024
In today’s complex business environment, organizations face a myriad of regulatory requirements and compliance challenges. Navigating the compliance maze can be a daunting task, but with the right strategies in place, organizations can unlock efficiency and effectiveness while ensuring adherence to relevant laws and regulations. One such approach is the adoption of holistic strategies that encompass...
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Quantifying social value impacts with measurement metrics
Quantifying social value impacts with measurement metrics
14 February 2024
                                                                                                                                     By  Gitanjali Pies Businesses and organizations are increasingly recognizing the impacts of financial success on society and the environment. Measuring social value has emerged as a crucial tool for understanding and evaluating the positive or negative outcomes of their...
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The Values in Compliance
The Values in Compliance
14 February 2024
                                                                                                                                     By  Christy Xia For organizations navigating through a volatile market, predictable and stable trust throughout the operation is essential. Part of organizational activity that can help build trust in conducting business and drive operational efficiency is compliance....
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Tim Mohin: ESG ON FIRE
Tim Mohin: ESG ON FIRE
19 January 2024
The term “responsible business” is being replaced by “ESG” as it becomes politicized and legal threats for greenwashing rise. However, companies are still making progress on their sustainability programs. The “anti-woke” backlash in the US and new regulations like the SEC’s Names Rule have led to a shake-out of unsubstantiated ESG claims in financial markets....
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