INSIGHTS AND NEWS
Governance Regulation
June 19, 2025
Governance Regulation
June 19, 2025
- Opening remarks at the SMEs Forum on Transformation: Digital Edge
- Enhanced market surveillance for policy holder protection
Opening remarks at the SMEs Forum on Transformation: Digital Edge
19 June 2025
The opening speech at the “SME Transformation Forum: Digital Advantage” was delivered by Zhu Liqiao, Assistant Vice President of the Hong Kong Monetary Authority. He emphasized the importance of digital transformation for small and medium enterprises (SMEs) and highlighted the collaborative...
Enhanced market surveillance for policy holder protection
19 June 2025
On June 15, 2025, Maria Tsui, Head of Enforcement at the Insurance Authority (IA), addressed concerns regarding unlicensed insurance marketing activities in Tsim Sha Tsui, particularly during the busy Golden Week. The IA conducted surveillance to ensure that salespersons were properly licensed and adhering...
The Securities and Futures Commission (SFC) has prohibited Law Man Wai, a former licensed representative...
The Securities and Futures Commission (SFC) has suspended Hadiee Chui Lai Chun for seven months due to...
The Stock Exchange of Hong Kong has imposed disciplinary actions against New Focus Auto Tech Holdings...
The Securities and Futures Commission (SFC) has suspended Hadiee Chui Lai Chun for seven months due to...
The Stock Exchange of Hong Kong has censured New Century Healthcare Holding Co. Limited and six of its...
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Empowering Legacies, Enriching Futures: Transforming Compliance with Purpose and Precision
Harnessing the Power of Data Analytics in Compliance: Driving Efficiency and Effectiveness
Harnessing the Power of Data Analytics in Compliance: Driving Efficiency and Effectiveness
24 June 2024
In today’s complex business environment, organizations face a myriad of regulatory requirements and compliance challenges. Navigating the compliance maze can be a daunting task, but with the right strategies in place, organizations can unlock efficiency and effectiveness while ensuring adherence to relevant laws and re In the ever-evolving landscape of compliance, data analytics has emerged as a transformative...
Read More Navigating the Compliance Maze: Unlocking Efficiency and Effectiveness through Holistic Strategies
Navigating the Compliance Maze: Unlocking Efficiency and Effectiveness through Holistic Strategies
24 June 2024
In today’s complex business environment, organizations face a myriad of regulatory requirements and compliance challenges. Navigating the compliance maze can be a daunting task, but with the right strategies in place, organizations can unlock efficiency and effectiveness while ensuring adherence to relevant laws and regulations. One such approach is the adoption of holistic strategies that encompass...
Read More Quantifying social value impacts with measurement metrics
Quantifying social value impacts with measurement metrics
14 February 2024
By Gitanjali Pies Businesses and organizations are increasingly recognizing the impacts of financial success on society and the environment. Measuring social value has emerged as a crucial tool for understanding and evaluating the positive or negative outcomes of their...
Read More The Values in Compliance
The Values in Compliance
14 February 2024
By Christy Xia For organizations navigating through a volatile market, predictable and stable trust throughout the operation is essential. Part of organizational activity that can help build trust in conducting business and drive operational efficiency is compliance....
Read More Tim Mohin: ESG ON FIRE
Tim Mohin: ESG ON FIRE
19 January 2024
The term “responsible business” is being replaced by “ESG” as it becomes politicized and legal threats for greenwashing rise. However, companies are still making progress on their sustainability programs. The “anti-woke” backlash in the US and new regulations like the SEC’s Names Rule have led to a shake-out of unsubstantiated ESG claims in financial markets....
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Goldman Sachs Asset Management (GSAM) has launched...
Cyber threats continue to dominate headlines and boardroom...
In today’s rapidly evolving global business environment,...
