Latest news

SFC proposes enhancements to targeted tools to address corporate misconduct
March 31, 2025

On March 28, 2025, the Securities and Futures Commission (SFC) announced a consultation on proposed [...]

SFC welcomes appointment and re-appointment of Non-Executive Directors
March 31, 2025

On March 28, 2025, the Securities and Futures Commission (SFC) announced the appointment of Mr. [...]

Introducing illustration rate caps to enhance policy holder protection
March 31, 2025

On March 30, 2025, the Insurance Authority (IA) addressed misunderstandings about its recent Practice Note, [...]

Latest edition of Conduct In Focus discusses regulatory considerations related to managing general agency model and reveals 99.9% CPD compliance
March 31, 2025

On March 28, 2025, the Insurance Authority (IA) released the latest edition of “Conduct In [...]

HKMA Quarterly Bulletin and Half-Yearly Monetary and Financial Stability Report (March 2025 Issue)
March 31, 2025

On March 28, 2025, the Hong Kong Monetary Authority (HKMA) released its Quarterly Bulletin and [...]

SFC seeks disqualification and compensation orders against entire former board of 3DG Holdings (International) Limited
March 17, 2025

The Securities and Futures Commission (SFC) has launched legal action against eight former directors of [...]

Insurance Authority launches public consultation on public disclosure requirements under the Risk-based Capital Regime
March 17, 2025

The consultation paper from the Insurance Authority (IA) of Hong Kong outlines draft Insurance (Public [...]

New speech by Kelvin Wong: Keynote speech at the CFA Society Hong Kong’s Annual Dinner 2025
March 17, 2025

In his keynote speech at the CFA Society Hong Kong Annual Dinner 2025, Dr. Kelvin [...]

Exchange’s Disciplinary Action against a Former Director of Orient Securities International Holdings Limited (Stock Code: 8001)
March 13, 2025

The Stock Exchange of Hong Kong Limited has issued a Director Unsuitability Statement and censure [...]

Insurance Authority imposes a four-month suspension on the licence held by Chan Lok Wang who falsified the signature of his client on a policy surrender form
March 13, 2025

The Insurance Authority (IA) has suspended the license of Chan Lok Wang for four months [...]

Exchange’s Disciplinary Action against Fantasia Holdings Group Co., Limited (Stock Code: 1777), Colour Life Services Group Co., Limited (Stock Code: 1778) and Nine Directors
March 7, 2025

The Stock Exchange of Hong Kong Limited has imposed disciplinary actions against Fantasia Holdings Group [...]

Hong Kong capital markets wrap up 2024 on a high note: SFC Quarterly Report
March 7, 2025

Hong Kong’s capital markets concluded 2024 on a positive note, driven by a robust asset [...]