Sustainability Compliance and Regulation

Increasingly, financial services providers are facing more regulatory requirements on sustainability-related issues, including climate-related risks disclosures, green products launch and marketing, and product disclosure standards and requirements. It is important for them to implement all relevant sustainability regulatory requirements in their business strategies and operational processes. Similarly to other regulatory requirements, we are set to provide our compliance services to support this new area of compliance, including the following areas:

• Formulation of sustainability strategy and policy;
• Sustainability reporting services;
• Sustainability-related product disclosure requirements;
• Sustainability risk assessment and gap analysis (compliance health check)
• Regulatory compliance on SFC Climate-related risks disclosure;
• General sustainability training and education for front-office staff, directors, senior management teams and other teams;
• Due diligence on sustainability-related products and services;
• Review of policy and procedures for incorporating sustainability regulatory requirements;
• Establishment of sustainability-related risk framework and risk assessment, and monitoring plan;
• Review of sustainability promotion and marketing activities; and
• Other sustainability compliance consulting matters.