Tag Archives: GCCupdates

Exchange’s Disciplinary Action against Xinming China Holdings Limited and its executive director

08 Jan 2021 Xinming China Holdings Limited (Stock Code: 2699) (“Company”); and Mr Chen Cheng [...]

SFC reprimands and fines Fulbright Securities Limited $3.6 million

 23 Dec 2020 SFC has reprimanded Fulbright Securities Limited (Fulbright) and fined it $3.6 million [...]

SFC concludes consultation on customer due diligence requirements for open-ended fund companies

23 Dec 2020 SFC today released consultation conclusions on proposed customer due diligence requirements for [...]