Tag Archives: regulations

SFC reprimands and fines Brilliance Asset Management Limited $3.15 million over short position reporting failures

 22 Feb 2021  The SFC has reprimanded Brilliance Asset Management Limited (Brilliance) and fined it [...]

SFC concludes consultation on customer due diligence requirements for open-ended fund companies

23 Dec 2020 SFC today released consultation conclusions on proposed customer due diligence requirements for [...]