Tag Archives: SFC

Powering Growth with Resilience: Strong turnout at broker forum as SFC advances industry outreach

On June 9, 2025, the Securities and Futures Commission (SFC) hosted a successful broker forum [...]

SFC issues restriction notice to GA (Int’l) Capital Management Limited and conducts search operation

The Securities and Futures Commission (SFC) has issued a restriction notice to GA (Int’l) Capital [...]

Circular to licensed corporationsCircular to licensed corporations Review of internal controls on client asset protectionCircular to licensed corporations

On June 6, 2025, the Securities and Futures Commission (SFC) issued a circular to licensed [...]

SFC urges brokers to enhance protection for clients against rising cases of SMS phishing

On June 6, 2025, the Securities and Futures Commission (SFC) issued guidance to licensed corporations [...]

SFC joins global regulatory effort to curb activities of unauthorised finfluencers

On June 6, 2025, the Securities and Futures Commission (SFC) announced its participation in a [...]

Hong Kong’s Latest Foreign Currency Reserve Assets Figures Released

On June 6, 2025, the Hong Kong Monetary Authority (HKMA) announced that Hong Kong’s official [...]

Ex-bank manager faces bribery charge laid by ICAC for accepting cryptocurrency worth US$470,000 for authenticating false instruments

Former bank manager Lam Chun-yin faces bribery charges, including accepting cryptocurrency worth over $470,000, for [...]

Court sets preliminary trial date for insider dealing case against Wong Pak Ming

The Eastern Magistrates’ Court has scheduled a preliminary trial for Mr. Wong Pak Ming on [...]

Ten months’ jail for then CSD Assistant Officer charged by ICAC over $890,000 loans fraud by concealing outstanding liabilities

A former Assistant Officer of the Correctional Services Department (CSD), Jivcons Man Wai-kit, was sentenced [...]

SFC bans Wong Lai Suen for six months

On June 4, 2025, the Securities and Futures Commission (SFC) banned Wong Lai Suen, a [...]