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SFC bans Law Man Wai for three years
June 20, 2025

The Securities and Futures Commission (SFC) has prohibited Law Man Wai, a former licensed representative [...]

SFC suspends Hadiee Chui Lai Chun for seven months
June 20, 2025

The Securities and Futures Commission (SFC) has suspended Hadiee Chui Lai Chun for seven months [...]

Goldman Sachs Launches Green and Social Bond ETF Targeting Emerging Markets
June 19, 2025

Goldman Sachs Asset Management (GSAM) has launched the Goldman Sachs Emerging Markets Green and Social [...]

Opening remarks at the SMEs Forum on Transformation: Digital Edge
June 19, 2025

The opening speech at the “SME Transformation Forum: Digital Advantage” was delivered by Zhu Liqiao, [...]

Enhanced market surveillance for policy holder protection
June 19, 2025

On June 15, 2025, Maria Tsui, Head of Enforcement at the Insurance Authority (IA), addressed [...]

Exchange’s Disciplinary Action against New Focus Auto Tech Holdings Limited (Stock Code: 360) and Seven Directors
June 19, 2025

The Stock Exchange of Hong Kong has imposed disciplinary actions against New Focus Auto Tech [...]

SFC suspends Hadiee Chui Lai Chun for seven months
June 19, 2025

The Securities and Futures Commission (SFC) has suspended Hadiee Chui Lai Chun for seven months [...]

Cybersecurity and GRC: Strengthening Digital Resilience
June 16, 2025

Cyber threats continue to dominate headlines and boardroom conversations, transforming into one of the most [...]

SFC proposes to further restrict use of misleading names to enhance investor protection
June 13, 2025

The Securities and Futures Commission (SFC) of Hong Kong has proposed amendments to the Securities [...]

Exchange’s Disciplinary Action against New Century Healthcare Holding Co. Limited (Stock Code: 1518) and Six Directors
June 13, 2025

The Stock Exchange of Hong Kong has censured New Century Healthcare Holding Co. Limited and [...]

Insurance Authority bans Leung Wai Mei and Ip Ka Ying from being considered as insurance intermediaries
June 13, 2025

The Insurance Authority (IA) has banned insurance intermediaries Leung Wai Mei and Ip Ka Ying [...]

Embracing Resilience: The Imperative for a Strong GRC Framework in the Age of Digital Disruption
June 13, 2025

In today’s rapidly evolving global business environment, organizations are increasingly confronted with multifaceted challenges that [...]