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Exchange’s Disciplinary Action against a Former Director of Orient Securities International Holdings Limited (Stock Code: 8001)

The Stock Exchange of Hong Kong Limited has issued a Director Unsuitability Statement and censure against Ms. Cheung Yu Xuan, a former executive director of Orient Securities International Holdings Limited. This action follows an investigation into her compliance with the GEM Listing Rules, during which she failed to respond to investigation and reminder letters from the Exchange. The Exchange emphasized that cooperation with regulatory bodies is crucial for maintaining a fair market and noted that a director’s obligation to cooperate persists even after resignation.

Resources: https://www.hkex.com.hk/News/Regulatory-Announcements/2025/250312news?sc_lang=en

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