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The Market Misconduct Tribunal (MMT) has ruled that Ms. Cynthia Chen Si Ying, former company [...]
The Securities and Futures Commission (SFC) has banned Mr. Tong Ho Yin, a former responsible [...]
The Eastern Magistrates’ Courts has sentenced Mr. Lin Tai Fung to 240 hours and his [...]
On July 3, 2025, the Securities and Futures Commission (SFC) reprimanded and fined Freeman Commodities [...]
The Insurance Authority (IA) has publicly reprimanded Century Investment Planning Limited for failing to keep [...]
The Securities and Futures Commission (SFC) has prohibited Law Man Wai, a former licensed representative [...]
The Securities and Futures Commission (SFC) has suspended Hadiee Chui Lai Chun for seven months [...]
The Stock Exchange of Hong Kong has imposed disciplinary actions against New Focus Auto Tech [...]
The Stock Exchange of Hong Kong has censured New Century Healthcare Holding Co. Limited and [...]
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